A symmetric multiprocessing system includes multiple processing units and corresponding instances of an adaptive partition processing scheduler. Each instance of the adaptive partition processing scheduler selectively allocates the respective processing unit to run process threads of one or more adaptive partitions based on a comparison between merit function values of the one or more adaptive partitions. The merit function for a particular partition of the one or more adaptive partitions may be based on whether the adaptive partition has available budget on the respective processing unit. The merit function for a particular partition associated with an instance of the adaptive partition scheduler also, or in the alternative, may be based on whether the adaptive partition has available global budget on the symmetric multiprocessing system.

BACKGROUND OF THE INVENTION

1. Technical Field

The present invention is directed to a manner in which a processing system schedules the running of threads and the like. More particularly, the invention is directed to a system having adaptive partition scheduling for process threads.

2. Related Art

The kernel of an operating system may divide CPU resources so that each thread that is active in the system obtains an amount of CPU time to execute the corresponding process. The kernel may implement a scheduling system that determines how the available CPU time is allocated between multiple threads.

There are various types of process scheduling systems: a FIFO scheduling system; a round-robin scheduling system; and a sporadic scheduling system. In each system, a priority value may be assigned to each thread of a process that is executed by the CPU. High priority values are assigned to threads that may be important to the operation of the overall system while threads that may be less important to the operation of the system may have lower priority values. Whether the scheduling system gives a thread access to the CPU may also depend on the state of the thread. A thread may be ready or blocked (although other states also may be used). A thread may be ready for execution when conditions for it to run have been met. A thread may be blocked when it tries to initiate an operation that cannot be completed immediately. A blocked thread may wait for the completion of some event before going to a ready or running state.

In some operating systems, each thread in the system may run using any of the foregoing scheduling systems. The scheduling systems may be effective on a per-thread basis for all threads and processes on a node. Each thread may be assigned to a particular scheduling system type through the operation of the process/thread itself. This may provide the software designer with a degree of design flexibility. However, it may also involve a need for coordination between software designers implementing code for the same system. This coordination includes the assignment of priorities to the different threads as well as the scheduling system type assigned to each thread.

While the foregoing scheduling systems have advantages in different applications, they may experience deficiencies when used in certain system applications. When per-thread scheduling systems are used in real-time systems where the latencies of a process/thread have been planned solely through the assignment of priority levels, very long latencies for low-priority threads may occur. Malicious software processes may configure themselves for high priority execution and may preempt proper scheduling of lower priority threads. This problem also may occur during system development when a high priority thread malfunctions and enters an infinite loop. Global fair-share scheduling systems may avoid such problems, but lack the responsiveness needed for use in a real-time system. These scheduling systems may be more problematic when implemented in a multiprocessing system, such as a bound multiprocessing system.

SUMMARY

A symmetric multiprocessing system includes multiple processing units and corresponding instances of an adaptive partition processing scheduler. Each instance of the adaptive partition processing scheduler selectively allocates the respective processing unit to run process threads of one or more adaptive partitions based on a comparison between merit function values of the one or more adaptive partitions. The merit function for a particular partition of the one or more adaptive partitions may be based on whether the adaptive partition has available budget on the respective central processing unit. The merit function for a particular partition associated with an instance of the adaptive partition scheduler also, or in the alternative, may be based on whether the adaptive partition has available global budget on the symmetric multiprocessing system.

Other systems, methods, features and advantages of the invention will be, or will become, apparent to one with skill in the art upon examination of the following figures and detailed description. It is intended that all such additional systems, methods, features and advantages be included within this description, be within the scope of the invention, and be protected by the following claims.

DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENTS

FIG. 1 is a diagram of a multiprocessing system  100  that may execute adaptive partitioning of process threads. Although additional processors may be employed, system  100  includes two processing units ("CPUs")  105  and  107  that may access software code stored in a local or remote memory  110 . CPUs  105 and  107  may be arranged to access various devices/system components through one or more I/O interfaces  115 . The devices/system components may include, for example, sensors, human interface devices, network nodes, printers, storage devices, or the like.

Memory  110  may be used to store, among other things, the software code that defines the functions that are to be executed by the system  100 . Although memory  110  is shown as a single unit, it may be implemented as multiple memory units of the same or different memory type. For example, memory  110 may be implemented with multiple flash memory devices. Alternatively, or in addition, memory  110  may be implemented with singular and/or combinations of one or more flash memory devices, one or more hard disc storage devices, RAM, ROM, networked memory, and/or other memory types. A number of alternative memory device combinations may be used to implement memory  110 .

Some of the software code may be stored in memory  110  and executed by CPUs 105  and  107  is represented in FIG. 1. The software code includes an operating system  120  and one or more software applications  125 . In a symmetric multiprocessing system such as the one shown in FIG. 1, each CPU  105  and 107  may run separate instances of a process scheduler instance  130  and  135 . CPU  105  may be associated with process scheduler instance  130  while CPU  107 may be associated with process scheduler instance  135 . Additional instances of the process scheduler may be executed in systems having three or more CPUs.

In FIG. 1, the process scheduler instances  130  and  135 , and device drivers  135 are included as portions of the operating system  120 . The process scheduler instances  130  and  135 , and device drivers  135 , however, may be implemented as software modules that are separate from the operating system  120 . Software applications  125  may establish the high-level functions that system  100  performs. Device drivers  135  may provide a hardware abstraction layer through which software applications  125  communicate with the hardware components of the system  100 . The hardware components may include the components accessed through I/O interface  115 .

Process scheduler instances  130  and  135  comprise the executable software code that allocates the processing time of the CPUs  105  and  107  ("CPU time") to each thread of the system  100 . The processing time may be allocated so that each thread obtains an adequate amount of CPU time to execute the corresponding process. System  100  may be extended to any number of central processing units, where each central processing unit runs a corresponding instance of the process scheduler.

FIG. 2 shows a process that may implement one of the process scheduler instances  130 . Both process scheduler instances  130  and  135  may employ substantially the same process shown in FIG. 2. The flow chart of FIG. 2illustrates many of the values and operational characteristics used in the process scheduler instances  130  and  135 . Some values or operational characteristics may be established through user choices during the design process, while other values or operational characteristics may be programmed through configuration data provided by a user and/or through software programming of the system  100 .

The process scheduler instance  130  may create different adaptive partitions at block  205 . Each adaptive partition may constitute a virtual container for scheduling attributes associated with a set of process threads that have been grouped together by the process scheduler instance  130 . Threads that work toward a common or related function may be assigned to the same adaptive partition. In object-oriented systems, the adaptive partitions may be generated as instances of an adaptive partition class that includes corresponding scheduling methods and attributes. Each of the adaptive partitions generated at block  205 may be uniquely identified for further access by the process scheduler instance 130 .

The number of partitions generated by the process scheduler instance  130  may be initiated through the use of configuration parameters. The configuration data may be provided by user initiated commands or through programs that interface with the process scheduler instance  130 .

At block  210 , the size of an averaging window used by the process scheduler instance  130  is calculated. The averaging window may be the time over which the process scheduler instance  130  attempts to keep adaptive partitions at their guaranteed CPU percentages when the system is overloaded. A time that may be used for the averaging window is about  100  milliseconds, though other averaging window sizes may be appropriate. The averaging window size may be specified at boot time, and may be respecified any time thereafter. Considerations in choosing the size of the averaging window may include:

• A short duration averaging window size may reduce the accuracy of CPU time-balancing.
• When a short duration averaging window is used, partitions that exhaust their budgets because other partitions are using less than their guaranteed percentage may not have to pay the time back.
• In some instances, a long duration averaging window size may cause some adaptive partitions to experience runtime delays.

The size of the averaging window ("windowsize") may be assigned in terms of milliseconds, which the scheduling process  130  converts to clock ticks. A clock tick is the interval between clock interrupts (i.e., the system timer). The time budgets used by the scheduling process instance  130  may be averaged over the same windowsize.

At block  215 , the process scheduler instance  130  may assign a guaranteed CPU time budget to each adaptive partition. The guaranteed budget may be assigned as a percentage of the overall available system budget. Even when system  100 employs multiple CPUs  105  and  107 , the sum of all adaptive partitions' CPU percentages will be 100%. For the purpose of assigning shares of the overall system CPU time budget, the CPUs in a symmetric multiprocessing system, regardless of the number, may be considered in the same manner as a single CPU.

The guaranteed budget used for each adaptive partition may be determined in a number of different manners. The CPU time used by each partition under several different load conditions may be measured to construct a graph of load versus CPU time consumed by each partition. Measurements may be made under overload conditions. Using this information, a system may balance the needs of the various threads contained in each partition under the various conditions and assign the appropriate guaranteed CPU time budgets. The measurements also may be used to dynamically vary the guaranteed CPU time budgets with respect to CPU load conditions. For example, the process scheduler instance  130  may operate with different operating modes in response to different operating conditions. While operating in a particular mode, the process scheduler instance  130  may employ a unique set of adaptive partition parameters. The availability and parameters associated with a particular mode may be specified at boot time. A application programming interface ("API") at run-time may be used to switch modes as needed. For example, a first set of guaranteed CPU time percentages may be employed during startup while a second set of guaranteed CPU time percentages may be employed during normal operations after system startup has been completed.

A priority may be assigned to each thread and each thread may be associated with a respective adaptive partition at block 220 . Functionally-related software may be assigned to the same adaptive partition. This effects a hybrid process scheduling system in which the priority assigned to a thread as well as the guaranteed CPU time percentages of the adaptive partitions are used in the scheduling decisions executed by the process scheduler instance  130 .

In assigning the threads to respective adaptive partitions, adaptive partition scheduling may be structured to decide when the running of a particular function of the system will be inhibited. When structured in this manner, separate threads may be placed in different adaptive partitions based on whether the threads should be starved of CPU time under a predetermined condition. For example, suppose the system  100  operates as a packet router. Some of the processes executed by a packet router may include 1) routing packets; 2) collecting and logging statistics for packet routing; 3) route-topology protocols with peer routers; and 4) collecting logging and route-topology metrics. In such instances, the threads of these processes may be assigned to two adaptive partitions: one for threads associated with routing and one for threads associated with the topology of the network. When the system is overloaded, e.g., there is more outstanding work than the machine may possibly accomplish.

Consequently, there may be a need to determine which applications are to be run slower.

In this application, it may be preferable to route packets as opposed to collecting routing metrics if the CPU does not have enough resources to execute threads for both routing and metrics. It may run the threads associated with network topology protocols, even when CPU resources are limited. Under these circumstances, it may be preferable to employ three adaptive partitions. The three adaptive partitions, along with exemplary guaranteed budgets, may include:

• an adaptive partition for routing packets (80% share);
• an adaptive partition for topology protocols, (15% share), but with maximum thread priorities higher than the threads in the adaptive partition for routing packets; and
• an adaptive partition, (5% share), for logging of both routing metrics and topology-protocol metrics.

In this case, adaptive partition scheduling reorganizes various system functions so that certain functions are given priority during high CPU loads, while ensuring that system functions are given CPU execution time. Threads associated with routing and threads associated with logging routing metrics have been associated with separate adaptive partitions despite the fact that they are functionally related to routing operations. Similarly, two functionally unrelated components, routing metric logging and topology metric logging, have been associated with the same adaptive partition. This manner of assigning the various threads to different partitions enables the process scheduler instance  130  to reduce CPU time usage by the logging threads under high CPU load conditions and give priority to routing threads and topology protocol threads while still conducting metrics logging.

At block  225 , a determination may be made as to which threads of the system  100  will be allowed to run in a critical state. Designating a thread as critical gives it the ability to run in a manner that approximates a real-time system, even when the guaranteed budget for the adaptive partition budget might otherwise be exceeded. When a critical thread associated with a particular adaptive partition is run despite the lack of guaranteed budget for the adaptive partition, the adaptive partition may be said to have gone into short-term debt. Critical threads may be associated with the various partitions, for example, at boot time. Depending on system configuration, there may be no critical threads in the system  100 .

Each adaptive partition that is associated with a critical thread may be assigned a critical time budget at block  235 . The critical time budget may be specified in time units, such as milliseconds. In system  100 , the critical time budget is the amount of CPU time available to all critical threads associated with a given adaptive partition above that partition's guaranteed time budget during an averaging window. By employing critical designations and critical time budgets, a critical thread generally has an opportunity to run on the CPU even if its associated adaptive partition has exhausted its guaranteed budget. This will occur as long as the partition still has critical time budget available. Critical threads may provide the ability for real-time behavior within these partitions.

Various policies that the process scheduler instance  130  follows may be optionally assigned to the system  100  at block  240 . For example, a bankruptcy policy may be applied to one or more of the adaptive partitions to determine how the system  100 and/or process scheduler instance  130  handles a bankrupt state of an adaptive partition. Bankruptcy of a critical adaptive partition occurs when the adaptive partition has exhausted both its guaranteed CPU time budget and critical time budget over the duration of the averaging window. As a further example, system  100  may execute an overload notification policy that allows a process to register with the process scheduler instance  130  so that it is notified when a system overload occurs. A system overload may occur, for example, when all of the ready threads cannot be executed on the CPU over the duration of the averaging window. A process may register to be informed of an overload condition when the system  100  enters and/or leaves the overload state. Applications may use this overload notification to gracefully degrade their service, for example, by skipping less important functions, or by reducing the precision of computation.

Adaptive partitions may be allowed to go over budget when some other adaptive partition is sleeping. This is not by itself necessarily considered to be a system overload, and therefore does not require triggering of the overload-notification policy.

At block  245 , the process scheduler instance  130  is configured with data corresponding to the foregoing states, values and/or assignments provided at blocks  205  through  240 . These states, values and/or assignments may be provided for use in the system  100  in a number of different manners, such as, by the system designer, by the system user, through other software programs, etc.

Block  250  represents execution of the threads in accordance with the configuration data of block  245 . The attributes of the various adaptive partitions may be dynamic. The parameters set forth in one or more of the foregoing blocks may be changed in response to system requirements, system state, changes in system functions, etc., as represented by the flow line returning to block  205 .

The threads in system  100  also may vary dynamically over time. For example, a thread or group of threads associated with an adaptive partition may spawn, or generate, other threads during operation. The originating thread may be referred to as a parent thread while a spawned thread may be referred to as a child thread. Process scheduler instance  130  may be configured so that child threads inherit the adaptive partition of their parent thread automatically. Alternatively, or in addition, an API may be provided that will allow spawning threads into other adaptive partitions. Such an API may be made available only to code with sufficient privilege. For example, a system application launcher may have such privileges.

FIG. 3 illustrates how the process scheduler instance  130  may operate under normal load conditions in which none of the partitions exceeds its CPU budget. In FIG. 3, the process scheduler instance  130  has generated three adaptive partitions 301 ,  302  and  303 . Adaptive partition  301  may be associated with the threads  305 ,  306 ,  307 , and  308 , of a multimedia application. Adaptive partition  302  may be associated with the threads  315 ,  316 ,  317 ,  318 , and  319  of a Java application. Adaptive partition  303  may be associated with the threads  320 ,  325 ,  330 ,  335 , and  340  of a system logging application. The threads  305 - 345  have various scheduling priorities, denoted in parentheses in FIG. 3, that may be independent of the guaranteed budget of the associated adaptive partition.

Each adaptive partition  301 - 303  and thread  305 - 345  may assume different operative states. Adaptive partitions  301 - 303 , for example, may operate in an active state or a sleep state. In the active state, the scheduling attributes of the adaptive partition may be used to schedule CPU time for the associated threads. A sleep state may occur when there are no ready threads associated with the adaptive partition. In such instances, the process scheduler instance  130  may effectively treats the adaptive partition as non-existent.

Threads may assume, for example, a running state, a ready state or a blocked state. A thread is in the running state while it is being executed by a CPU. It is in a ready state when a set of conditions have been met that render the thread fully prepared for execution by a CPU at a time determined by the process scheduler instance  130 . A thread is in the blocked state while the thread waits for the occurrence of one or more events. While in the blocked state, the thread is not ready to consume any CPU resources. Once the events awaited by the thread occur, the thread may become unblocked and enter the ready or running state.

The adaptive partitions  301 - 303  and corresponding threads  305 - 345  can be used to describe the operation of the process scheduler instance  130  during various load conditions. In this example, the process scheduler instance  130  makes the CPU 105  available to execute ready threads  308 ,  315 , and  345  assigned to each adaptive partition  301 ,  302 , and  303 , based on the priority of the ready threads. Under normal load conditions, the highest-priority thread associated with CPU  105  may run when it becomes ready. Whether a thread is ready may be indicated to the process scheduler instance  130  in a number of different manners including, for example, through the occurrence of an interrupt event. In the illustrated example, the highest priority ready thread is thread  345 , which has a priority of  17 . Thread  345  will continue to operate in a running state until it is finished, blocked, or until the budget for adaptive partition  303  is exhausted. Under heavy load, if an adaptive partition exceeds its CPU budget, then its highest-priority thread does not run until the partition once again has time available in its CPU budget. This is a safeguard on the system  100  that divides insufficient CPU time among the partitions  301 ,  302 , and 303 . In this state, the processor runs the highest-priority thread in an adaptive partition with CPU time remaining in its guaranteed CPU time budget.

When an adaptive partition enters a sleep state, the process scheduler instance  130  may allocate the CPU budget of the sleeping partition to other active adaptive partitions, even if the other active adaptive partitions have exceeded their budget. For example, if adaptive partition  303  enters a sleep state, the process scheduler instance  130  may allocate the budget for adaptive partition  303  to adaptive partition  302 , since adaptive partition  302  has the highest priority ready thread  315 . If two or more adaptive partitions have threads with the same highest priority, the process scheduler instance  130  may divide the free time in proportion to the other adaptive partitions' percentages. This allocation may assist in preventing long ready-queue delay times in the case where two adaptive partitions have the same priority.

In FIG. 4, there are three adaptive partitions  401 ,  402 , and  403 , with 70%, 20% and 10% CPU budget guarantees, respectively. Further, each adaptive partition  401 ,  402 , and  403 , includes a respective ready thread  408 ,  415 , and  445 , having a priority of  14 . If adaptive partition  401  enters a sleep state through a blocking of thread  408 , the process scheduler instance  130  may allocate all of the available CPU time to adaptive partitions  402  and  403  in a 2:1 ratio, the ratio corresponding to their original CPU budget allocations. If adaptive partition  401  is in a sleep state for a short time, then the process scheduler instance  130  may ensure that partition  401  later receives CPU time at its guaranteed CPU time budget by reallocating the CPU resources so that adaptive partitions  402  and  403  pay back the CPU time that each utilized at the expense of partition  401 . If adaptive partition  401  is in a sleep state for a long time, then some or all of the time used by adaptive partitions  402  and  403  may become free. Whether an adaptive partition is in a sleep state for a short time or a longtime can be determined in various manners. For example, an adaptive partition can be said to be in a sleep state for a short time when it is in the sleep state for a duration of time that is less than (windowsize)—(budget percentage*windowsize) milliseconds within one averaging window.

If all adaptive partitions are at their CPU budget limits, then the process scheduler instance  130  may specify running of the highest-priority thread associated with CPU  105 . If two adaptive partitions have threads with the same highest priority, then the adaptive partition that has used the smallest fraction of its budget may be run. This manner of operation may be used to prevent long ready-queue delays that may otherwise occur. In FIG. 4, the window size may be 100 ms, adaptive partition 401  is allotted 70% of the CPU budget and has used 40 ms, adaptive partition  402  is allotted 20% of the CPU budget and has used 5 ms, and adaptive partition  403  is allotted 10% of the CPU budget and has used 7 ms. All partitions have a ready thread at priority  14 . In this situation, thread  415  of adaptive partition  402  may be run because its relative fraction free is 5 ms/20 ms, or 0.25, while the relative fraction free for adaptive partition  401  is  40  ms/ 70  ms or 0.57 and 7 ms/10 ms or 0.70 for adaptive partition  403 .

If an adaptive partition has exhausted the assigned CPU budget and one or more of its ready threads are designated as critical, then the process scheduler instance  130  may allow the adaptive partition to use its critical CPU budget to run the critical threads. The critical time budget is the amount of CPU time that the process scheduler instance  130  allocates to an adaptive partition to run all critical threads associated with the adaptive partition. This critical time budget constitutes CPUtime that the process scheduler instance  130  allocates to the adaptive partition the partition's normal budget during an averaging window. A critical thread may run even if the adaptive partition with which it is associated is out of budget, as long as the adaptive partition has not exhausted its critical time budget.

FIG. 5 illustrates a system having two adaptive partitions  501  and  502 . Threads  505 ,  506 ,  507 , and  508  are associated with adaptive partition  501 , while threads  515 ,  516 ,  517 ,  518 , and  519  are associated with adaptive partition  502 . Adaptive partition  501  may comprise threads that are associated with, for example, an airbag notification process. Threads  505  and 508  of adaptive partition  501  have been designated as critical threads. However, only thread  508  is in a ready state.

In this example, adaptive partition  501  has exhausted its guaranteed CPU time budget. Nonetheless, critical thread  508  may be allowed to run because of the importance that has been placed on it through the critical designation. Consequently, the process scheduler instance  130  may allocate CPU time to critical thread  508  provided there is still CPU time in the critical time budget of adaptive partition  501 .

When the process scheduler instance  130  schedules the running of a critical thread, such as thread  508 , the process scheduler instance  130  bills the thread's run time against the available guaranteed CPU time budget of the thread's associated adaptive partition. However, the process scheduler instance  130  may debit the CPU time used by the critical thread against the critical time budget of the adaptive partition only if the process scheduler instance  130  would not have otherwise run the critical thread. CPU time used in running a critical thread need not counted against the critical time budget of the associated adaptive partition when 1) the system is not overloaded, or 2) the system is overloaded, but one or more adaptive partitions may not be exhausting their guaranteed CPU time budgets.

A critical thread may remain in a critical running state until it enters a blocking state. That is, it may leave the running or ready state as is the case with any other thread. This may occur while the thread is waiting for a message, interrupt notification, etc. The criticality of a thread, or billing to its adaptive partition's critical time budget, may be inherited along with the adaptive partition during operations which trigger priority inheritance.

The short-term debt may be bounded by the critical time budget specified for the partition. Over time, the partition may be required to repay short-term debt. A critical thread that exceeds the critical time budget of the adaptive partition may be considered to drive the associated adaptive partition into bankruptcy. Bankruptcy may be handled as an application error, and the designer may specify the system's response. Exemplary choices for a response include: 1) forcing the system to reboot; 2) notifying an internal or external system watchdog; and/or 3) terminating and/or notifying other designated processes. The system may add an entry to a log or the like if an adaptive partition exhausts its critical time budget. When the budgets for the adaptive partitions are dynamically altered (through, for example, a mode change, an API call to modify CPU percentages, or the like), the process scheduler instance  130  may impose a delay before testing an adaptive partition for bankruptcy. This allows the budgets to stabilize before an adaptive partition may be declared bankrupt.

The system may also respond to bankruptcy of a partition by revoking the offending partition's critical budget. This may be accomplished by setting the critical budget for the offending partition  20 . In this manner, the partition is not allowed to run as a critical partition again until, for example, the next restart or API reconfiguration.

The designation of a thread as critical may occur in a number of different manners. For example, the system may automatically mark threads that are initiated by an I/O interrupt as critical. The system also may specify a set of additional applications or operating system notification events, for example, timers, which may mark their associated handler threads as critical. An API also may be used to mark selected threads as critical. Still further, child threads of critical parent threads may be automatically designated as critical.

The process scheduler instance  130  also may be adapted for use in client/server systems in which messages are passed from one or more sending/client threads for receipt and/or processing by one or more receiving/server threads. FIG. 6shows a process in process scheduler instance  130  in a client/server environment. At block  605 , a client thread in a first adaptive partition sends a message to a server thread in a second adaptive partition. When a client thread sends a message to a server thread, the server thread that receives the message may inherit the priority of the sending thread. This acquisition may assist in preventing priority inversion, since the server thread is doing work on behalf of the sending client. The acquisition (e.g., inheritance) of the priority level of the sending thread by the server thread is shown at block  610 . The process scheduler instance  130  may assign the same critical status or characteristic of the client thread to the server thread at block  610 . At block  615 , the process scheduler instance  130  may associate the server thread with the same adaptive partition that is associated with the client thread.

FIG. 7 illustrates an organization of adaptive partitions that may explain some aspects of the operations shown in FIG. 6. In this system, there are three adaptive partitions  701 ,  702 , and  703 . Adaptive partition  702  may include server threads  720 and  725  of the type run, for example, by the processes of a file system. The attributes assigned to adaptive partition  702 may vary with the design of the system. However, in FIG. 7, adaptive partition  702  has been generated with a CPU time budget of zero, and threads  720  and  725  have been assigned a default priority of 7. Adaptive partition  701  may comprise a number of different threads  705 ,  710 , and  715 , where thread  715  constitutes a client thread that sends messages to one or more server threads of adaptive partition  702 . Similarly, adaptive partition  703  may comprise a number of different threads 730 ,  735 ,  740 , and  745 , where thread  745  constitutes a client thread that sends messages to one or more server threads of adaptive partition  702 .

As shown by line  750  of FIG. 7, client thread  715  has passed a message that is received or otherwise processed by thread 720  of adaptive partition  702 . Client thread  745  of adaptive partition  703  has passed a message that is received or otherwise processed by thread  725  of adaptive partition  702 , as indicated by line  755 . When the message transfers  750  and  755 occur, the process scheduler instance  130  associates each server/receiving with the adaptive partition of the thread that sent the message. In this case, server thread  720  is temporarily associated with adaptive partition  701 , as indicated by line 760 , and is assigned the same priority,  14 , as thread  715 . Likewise, server thread  725  is temporarily associated with adaptive partition  703 , as indicated by line  765 , and is assigned to the same priority,  12 , as thread  745 . Both threads  720 and  725  may be placed in a ready state, while threads  715  and  745  may be placed in a blocked state as the respective messages are processed. Once thread  720  has completed processing the message received from thread  715 , thread  720 may return to its original state where it is associated with adaptive partition  702  with a default priority of 7. Also, thread  725 may return to its original state where it is associated with adaptive partition  702  with a default priority of 7 once it has completed processing of the message received from thread  745 .

Sometimes, a client thread may attempt to communicate with a server thread that is busy processing one or more messages that have been previously received from other client threads. For example, if thread  740  of adaptive partition  703  becomes unblocked and attempts to send a message to server thread  725  while server thread  725  is busy processing one or more prior messages received from thread  745 , server thread  725  may be unable to respond to thread  740  until it has completed processing the prior messages from client thread  745 . The process scheduler instance  130  may temporarily raise the priorities of one or more server threads that, for example, wait on the same connection path as the client thread. The query and action corresponding to these operations are illustrated at blocks  620  and  625  of FIG. 6. In the system shown in FIG. 7, the priority of server thread  725  may be raised in an attempt to reduce the latency that may otherwise occur before server thread  725  is available to process the message from client thread  740 . Depending on the nature of the threads in adaptive partition  702 , the priority levels of multiple server threads may be raised.

At block  630  of FIG. 6, the process scheduler instance  130  may bill the execution time for each thread  720  and  725 . The billing of the execution time may vary. One manner includes applying the execution time of the receiving thread against the CPU budget and/or critical CPU budget of the adaptive partition associated with the sending thread. In FIG. 7, the execution time used by thread  720  in responding to a message sent by thread  715  is counted against the CPU budget and/or critical CPU budget of adaptive partition  701 . The execution time used by thread  725  in responding to a message sent by thread 745  may be counted against the CPU budget and/or critical CPU budget of adaptive partition  703 .

System components, such as filesystems, device drivers, and the like may be assigned a guaranteed budget of zero. The CPU time used by the threads associated with the system component may be billed to their clients. Sometimes the process scheduler instance  130  may determine which threads a particular system component thread has been ultimately working for too late. As a result, the process scheduler instance  130  may not bill the running of the threads of the system components in a timely manner and/or to the proper adaptive partition. Additionally, some system components, such as device drivers, may have background threads (e.g. for audits or maintenance) that require budgets that cannot be attributed to a particular client. In those cases, the system designer may measure the background operations and unattributable loads associated with the various system components. The resulting measurements may be used to provide non-zero budgets to the adaptive partitions associated with the threads of the various system components.

The process scheduler instance  130  may do more than simply direct the running of the highest priority ready thread associated with an adaptive partition having guaranteed CPU time left in its budget. For example, when all adaptive partitions have exhausted their guaranteed CPU time budgets at approximately the same time, then the process scheduler instance 130  may direct the running of the highest priority thread in the system irrespective of the attributes of the associated adaptive partition. Also, when adaptive partitions have threads of the equal highest priorities, the process scheduler instance 130  may assign CPU time using the ratio of their guaranteed CPU time percentages. Critical threads may be run even if their adaptive partition is out of budget, provided the adaptive partition still possesses an amount of its critical time budget. Billing of CPU time to each of the adaptive partitions in a system may take place in a number of different manners and may occur many times during the operation of the process scheduler instance  130 . For example, billing of an adaptive partition may occur whenever 1) a thread starts running from a blocked state, 2) a thread stops running (e.g., when it has been preempted by a higher priority thread, when it has been blocked, or the like), 3) at other times when an accurate accounting of the CPU time is needed by the process scheduler instance  130 , and/or when the running of a thread in a multiprocessor system is transferred from one central processing unit to another central processing unit.

Process schedulers may use standard timer interrupts, or ticks, to determine how long a thread has used the CPU. Tick periods may be on the order of one to several milliseconds.

The process scheduler instance  130 , however, may include code that effectively microbills the execution time of the various threads of the system. To this end, a high-resolution hardware and/or software counter having a period substantially less than the tick periods may be used. Each time a thread starts or stops running, the process scheduler instance  130  assigns a timestamp to the associated partition corresponding to the value of the high-resolution counter. The timestamp values may be scaled to a useful common time unit. The differences between the timestamps for adjacent start and stop times of a thread are used to microbill the appropriate adaptive partition.

The high-resolution counter may be implemented in a number of different manners. For example, some CPUs have a built-in counter that increments at about the clock frequency at which the CPU is run. In such situations, the built-in counter may be used in the microbilling process. In another example, a high-resolution counter may be simulated using software by querying an intermediate state of a programmable count-down timer that, for example, may normally be used to trigger clock interrupts. This may be the same counter used to provide an indication that a tick interval has occurred. In such situations, the timestamps should take into consideration both the counter value and the number of ticks that have occurred from a given reference point in time so that the timestamps accurately reflect the start times and stop times of the individual threads.

In a multiprocessing system, a global micro-billing counter need not be employed and the counters of the individual central processing units need not be synchronized. Separate, free-running counters on each central processing unit may be used. The counters need not be synchronized, but may increase at the same rate. In such instances, virtual synchronization may be employed. Such a virtual synchronization may occur during initialization of the process scheduler instance. During this initialization, the values of all the counters of the system may be rapidly sampled. The sampling may occur during a short time compared to the accuracy used by the process scheduler and since (e.g., less than 0.001 of a tick). The relative differences between the counters are saved as offsets. When a partition is microbilled, a comparison of the counter of one central processing unit may be compared to the counter of another central processing unit by adjusting any counter calculations using the save to offsets.

System  100  may be configured as a symmetric multiprocessing system. In a symmetric multiprocessing system, the underlying hardware topology is hidden from the application code. As such, applications may migrate to machines with ever-increasing numbers of CPUs. Adaptive partition scheduling may consider a symmetric multiprocessing system to have a global 100% CPU budget irrespective of the number of CPUs used in the system. An adaptive partition scheduling system may consider the system  100  to have 100% of the system's CPU budget, where each CPU  105  and  107  has 50% of the overall 100% system budget.

A bound multiprocessing system is a type of symmetric multiprocessing system. In a bound multiprocessing system, run masks may be used to 1) lock a thread to a particular CPU in the system, 2) lock a thread to a subset of CPUs, 3) allow a thread to run on any CPU in the system, 4) and/or any combination of these situations. Threads may be bound to execution by a particular CPU to prevent threads from swapping between CPUs, which can cause a loss of cache heating on those machines which have separate caches for each CPU. Other reasons for binding threads to execution by a particular CPU also exist.

Bound multiprocessing systems may employ adaptive partition scheduling in substantially the same manner as a symmetric multiprocessing system. When adaptive partition scheduling is used in a bound multiprocessing system, an instance of the process scheduler may be executed by each CPU. Each process scheduler instance may employ a merit function for each of the adaptive partitions run on the CPU to schedule the execution of threads on the CPU. The merit function, Merit(p,c), for a particular partition, p, on CPU, c, may be based, at least in part, on whether the adaptive partition has available budget on the particular CPU. Alternatively, or in addition, the merit function, Merit(p,c), may be based, at least in part, on whether the adaptive partition has remaining budget globally amongst all of the CPUs of the system. Other parameters may also be used in connection with the merit function, Merit(p,c).

The merit function Merit(p,c) may be determined in a number of different manners. One merit function Merit(p,c) , may comprise: 
MERIT(p,c)=(HAS_BUDGET_ON_ONE_CPU(p,c),
HAS_BUDGET_GLOBALY(p), PRIORITY(p), RFF(p)).

This merit function includes a tuple of 4 terms (a,b,c,d). MERIT(p, c) function values may be ordered by the process scheduler instance according to rules for comparing tuples.

If m 1 =MERIT(p 1 ,c 1 )=(a 1 ,b 1 ,c 1 ,d 1 ) and m 2 =MERIT(p 2 ,c 1 )=(a 2 ,b 2 ,c 2 ,d 2 ), then m 1 >m 2  when any of these are true:

• a 1 >a 2
• a 1 =a 2 , but b 1 >b 2
• a 1 =a 2  and b 1 =b 2 , but c 1 >c 2
• a 1 =a 2  and b 1 =b 2  and c 1 =c 2 , but d 1 >d 2

The MERIT(p,c) function may use a number of helper functions and configuration parameters. These helper functions may include:

• IS_CRITICAL(p) is a boolean function that may return a value of "TRUE" when both of these conditions are true:
  • 1. the highest-priority ready-to-run thread in partition, p, is marked critical; and
  • 2. the number of ticks billed to the critical budget of partition, p, during the averaging window is less than or equal to that partition's critical budget.
• GLOBAL_BUDGET_IN_TICKS(p) is the budget of partition, p, and maybe expressed in ticks. For a 2 CPU system such as the one shown in FIG. 1, with a 100 ms averaging window, and a budget of 40%, this value may be 80 ticks.
• BUDGET_ON_ONE_CPU_TICKS(p,c) is the portion of partition p's budget that applies to one CPU, c. So for a 2 CPU system, with a 100 ms averaging window, and a budget of 40%, this would be 40 ticks.
• TICKS_USED_GLOBALLY(p) is a function that may return a real number of CPU ticks that partition, p, has used during the current averaging window. When microbilling is employed, this parameter may be measured to about  0 . 001  tick resolution.
• TICKS_USED_ON_CPU(p,c) is a function that may return a real number of ticks used by partition, p, on CPU, c, during the current averaging window. When microbilling is employed, this parameter may be measured to about 0.001 tick resolution. The sum of TICKS_USED_ON_CPU(p,c) for all CPUs may be equal to TICKS_USED_GLBOALLY(p).

These helper functions may be used to determine the four terms of the merit function, MERIT(p,c). The terms of the merit function for each partition, p, may be calculated by the particular instance of the adaptive partition scheduler run on a given CPU, c, in the following manner:

• HAS_BUDGET_ON_CPU(p,c) may be a boolean function that may return "TRUE" when (IS_CRITICAL(p) OR TICKS_USED_ON_CPU(p, c)<=BUDGET_ON_ONE_CPU_TICKS(p)). The value of c corresponds to the CPU that the instance of the adaptive partitioning process scheduler is currently running on;
• HAS_BUDGET_GLOBALLY(p) may be a boolean function that may return "TRUE" when (IS_CRITICAL(p) OR TICKS_USED_GLOBALLY(p)<=GLOBAL_BUDGET_IN_TICKS(p));
• PRIORITY(p) is a function that may return an integer corresponding to the numerical priority of the thread which has the highest priority of all ready-to-run threads in partition, p; and
• RFF(p) is a function that may return a real value ("relative fraction free"), where RFF(P)=1.0—(TICK_USED_GLOBALLY(p)/GLOBAL_BUDGET_IN_TICKS).

Functions like TICKS_USED_GLOBALLY(p) may be precise only at clock interrupts when the averaging window is advanced only on tick interrupts. However, the adaptive partitioning scheduler may be called upon to pick a thread to schedule between tick interrupts. This may happen, for example, when one thread messages to another, or a thread blocks for an event. The adaptive partitioning scheduler instance may estimate the values of TICKS_USED_GLOBALLY(P) and TICKS_USED_ON_CPU(p) based on the CPU time partition, p, is likely to use during the remainder of current tick interval. The instance of the adaptive partition scheduler may then evaluate the merit function, Merit(p, c), as a prediction of its likely value at the next tick and may use that as the basis for picking a thread to currently run. The estimates of the time that may be used by a partition, p, during the remainder of the current tick interval may be obtained by looking at the number of threads running in parititon, p, on the various CPUs. The amount of time partition, p, is predicted to use in the remainder of a tick may be determined by tracking a prebill amount for each combination of partition and CPU.

Use of a merit function, Merit(p,c), is shown in FIG. 8. The illustrated operations may be executed for each adaptive partition, p, used in the system  100 . The process scheduler instance  130  may determine whether the partition has any threads that are ready to run at block  800 . If there are no ready threads associated with the adaptive partition, p, the merit function, Merit(p,c), for the adaptive partition may be assigned the values Merit( 0 , 0 , 0 , 0 ), at block  802 . If the adaptive partition has a ready thread, the values of the helper functions are determined at  810 . At  820 , the merit function, Merit(p), for the partition is determined using the helper functions. The resulting values are assigned to the merit function, Merit(p,c), of the adaptive partition at  825 . A check is made at  830  to determine whether any further adaptive partitions are associated with the CPU. If there are further adaptive partitions associated with the CPU, the next adaptive partition associated with the CPU is selected at  835  and control may return to  800 . Otherwise, the adaptive partition scheduler instance may select the thread to run on the CPU at  840  based on the merit functions of the adaptive partitions running on the CPU. The selection may be based on a comparison of the ordered tuplets of the merit functions, Merit(p,c),of the adaptive partitions.

The process scheduler instance  130  may be used in systems that employ mutexes. Mutexes are used to prevent data inconsistencies due to race conditions. A race condition often occurs when two or more threads need to perform operations on the same memory area, but the results of computations depend on the order in which these operations are performed. Mutexes may be used for serializing shared resources. Anytime a global resource is accessed by more than one thread the resource may have a mutex associated with it. One may apply a mutex to protect a segment of memory ("critical region") from other threads. The application gives a mutex to threads in the order that they are requested. However, the process scheduler instance  130  may be adapted to deal with the problems that occur when a low-priority thread, which may hold the mutex, unreasonably delays access to higher-priority threads that are waiting for the same mutex.

FIG. 9 is a process for prioritizing access to a mutex in an adaptive partitioning system, when one thread may hold a mutex, and several other threads may be waiting for the same mutex. When the partition associated with the thread holding the mutex runs out of guaranteed CPU time budget, the process scheduler instance  130  may begin billing the run time of the thread holding the mutex to the partition of the thread waiting for the mutex which, of all the threads waiting for the mutex, is most likely to run next. The process scheduler instance  130  also may begin billing the run time of any thread deemed to be working on behalf of the thread holding the mutex to the adaptive partition associated with the thread holding the mutex. A determination is made at block  910  to identify the thread that is most likely to run next (i.e., the thread that will run after the thread holding the mutex is blocked, finishes, or the like). The waiting thread, which may be waiting for the same mutex as the current thread holding the mutex, may be determined to be "most likely to run next". At block  915 , the process scheduler instance  130  may raise the priority level of the thread holding the mutex to the priority of the waiting thread which is most likely, of all the waiting threads, to run next. The process scheduler instance  130  may bill the adaptive partition associated with the current thread holding the mutex for its running time while holding the mutex until the adaptive partition's CPU budget is exhausted (reaches zero) at block  920 . At block  925 , the remaining CPU time used by the holding thread is billed to the adaptive partition that is associated with the waiting thread that is most likely to run next.

The thread "most likely to run next" may be computed by applying, pairwise, a "compare two threads" process repeatedly on pairs of threads in a list of waiting threads. The "compare two threads" process may be executed as follows, where A and B are the two threads to be compared: The merit function, Merit(p) may be constructed to include the ordered values (HAS_BUDGET_ON_CPU(p,c), HAS_BUDGET_GLOBALY(p), PRIORITY(p), RFF(P) ). Then, let Merit(X,c) correspond to the merit function of the partition containing the thread X run on CPU, c, and Merit(Y,c) correspond to the merit function of the partition run on CPU, c, containing the thread Y. If Merit(X,c)>Merit(Y,c), as determined by a comparison of their tuples, thread X is more likely to run than thread Y. The merit function Merit(p.c) is constructed for each thread in a partition associated with the CPU in which the adaptive partition scheduler is running. The merit functions may be compared until the thread with the highest merit function Merit(p,c) is determined. The thread with the highest merit function, Merit(p,c), may be determined to be the "thread most likely to run next" and its associated adaptive partition may be billed accordingly for the running time of the thread holding the mutex once the adaptive partition associated with the thread holding the mutex has exhausted its guranteed CPU budget.

Each CPU of a multiprocessor system runs its own instance of the adaptive partition scheduler. The executions of the multiple instances may occur at separate times or simultaneously. The multiple instances of the adaptive partition scheduler running on each CPU may evaluate merit functions, Merit(p,c), for the adaptive partitions running on a respective CPU without the necessity of communicating with other CPUs of the system. An instance of the adaptive partition scheduler running on a CPU may evaluate its merit functions, Merit(p,c) without messaging, interrupting, and/or interrogating an instance of an adaptive partition scheduler running on another CPU.

Some values used by the adaptive partition scheduler's may be simultaneously readable by all CPUs. These values include the helper functions, such as HAS_BUDGET_GLOBALLY(p), and constant properties of partitions, such as GLOBAL_BUDGET_IN_TICKS(p). Although exclusion locks may be employed to access these values, the system may be implemented without such exclusion locks.

An exclusion lock may be used during microbilling when one CPU adds a quantity of execution time to the account for a partition. The exclusion lock may be limited to a very small locked window duration and may be implemented with any number of atomic and/or uninterruptable operations to read, add, and/or write a value. This may be accomplished using a spinlock.

The systems and methods described above may be configured to run in a transaction processing system where it may be more important to continue to process some fraction of the offered load rather than to fail completely in the event of an overload of processing capacity of the system. Examples of such applications include Internet routers and telephone switches. The systems and methods also may be configured to run in other real-time operating system environments, such as automotive and aerospace environments, where critical processes may be designated that need to be executed during critical events. An example may be in an automotive environment, where an airbag deployment event is a low probability event, but must be allocated processor budget should the event be initiated.

The systems and methods also may be configured to operate in an environment where untrusted applications may be in use. In such situations, applications such as Java applets may be downloaded to execute in the operating system, but the nature of the application may allow the untrusted application to take over the system and create an infinite loop. The operating system designer may not want such a situation, and may create appropriate adaptive partitions so the untrusted application may be run in isolation, while limiting access to CPU time which other processes will have need of.

While various embodiments of the invention have been described, it will be apparent to those of ordinary skill in the art that many more embodiments and implementations are possible within the scope of the invention. Accordingly, the invention is not to be restricted except in light of the attached claims and their equivalents.

SRC= https://www.google.com.hk/patents/US8631409

Adaptive partitioning scheduler for multiprocessing system